The Society of Financial Service Professionals established the American Business Ethics Award to honor companies that demonstrate a firm commitment to ethical business practices in everyday operations, management philosophies, and responses to crises or challenges.

Founded in 1928, the Society has over 25,000 members in over 200 Chapters nationwide who provide personal, family and business financial services. Members meet stringent educational, professional and ethical requirements.

The Greater Dallas Business Ethics Award is sponsored by the Dallas Chapter of of the Society of Financial Service Professionals. Award recipients will be honored in a celebratory event on May 13, 2009 at the Hilton Lincoln Center in Dallas at which time the crystal award will be presented to the recipient company president or CEO.

GDBEA 2009 Financial Report

AWARD CATEGORIES


Companies entering the Award competition will be judged in one of three categories based on the number of employees:

Large - A public or privately-owned company with over 2,500 employees

Midsized - A public or privately-owned company with 250 to 2,500 employees

Small (or Micro) - Companies with fewer than 250 employees

Nonprofit companies and financial service companies are not eligible to participate. A financial service company is defined as one that earns more than 25 percent of its revenues from providing financial
services or from the sale of financial products.


SUBMISSION REQUIREMENTS
Please submit two copies of your official entry in one-inch binders. Original documents are preferred, but copies will be accepted. In particular, if the document is an odd size or utilizes color, both an original and a copy would be appreciated.

Please include your company name on both the cover and spine of the binders. The official Company Entry Form should be completed and included in front of Tab 1 in the binders. The information must be
organized into five sections as indicated on the Entry Brochure
. For complete instructions on the nomination process, click here.

JUDGING CRITERIA

Entries are evaluated by an independent panel of judges composed of individuals with an expertise in business ethics and are drawn from the business, academic, public service, media and consulting communities.

Entries are evaluated on the following criteria:

  • A clear demonstration of the company’s executive commitment to ethics as demonstrated by speeches or other correspondence and communications from the CEO and other senior officers to employees and/or customers.
  • The company’s story as it relates to a culture of strong business ethics is a key criterion.
  • A corporate code of ethics, credo, code of conduct, mission statement or philosophy which demonstrates the company’s requirement for honesty, integrity and compliance with the law in all business dealings. An ethics policy or corporate philosophy that is unique and deserving of recognition is a key criterion.
  • Clear communication of the company’s ethical standards, corporate culture and its expectations of employees in company publications, employee handbooks, training courses and other materials. An indication of how employees are measured for ethical business conduct, and how their compensation is tied to ethical conduct.
  • A clear indication that employees throughout the organization understand and accept the company’s ethical standards as indicated by survey results or internal audits.
  • A means for employees, customers and other parties to bring ethical problems or conflicts to the attention of management and a mechanism for resolution that ensures fair and consistent treatment of the parties involved. Specific examples of how this mechanism is used by employees and other company constituents and information on outcomes of ethical problems or conflicts is a key criterion.
  • A narrative description of business ethics in action as demonstrated by the company’s response to a specific
    challenge affecting its operations or its industry, or by evidence of how ethical decision-making is a part of the company’s everyday operations, philosophy and culture.
  • A consistently high quality of products and services, business and production practices, including demonstrated awareness of environmental impact, if appropriate.
  • A corporate commitment to providing a work environment that is safe, free from harassment or inappropriate discriminatory behavior of any kind, and that fosters growth and opportunity.
  • A community commitment that is demonstrated by involvement in local, regional and/or national issues, corporate philanthropy, support of civic and charitable endeavors through foundation grants, and/or contributions or gifts of time and materials.
 

 


Presented by


in conjunction with

Cary M. Maguire Center for Ethics
and Public Responsibility

 

 

 

 

 

 

 

 

 

 

 

 


JUDGING COMMITTEE


Chair:
:
Catherine Weber, J.D.
Senior Lecturer in Business Law
Cox School of Business, Southern Methodist University

Barbara W. Altman, D.B.A.
Assistant Professor in Department of Management
College of Business Administration, University of North Texas

Peter A. DeLisle, Ph.D.
Professor and Crane Chair in Leadership Studies and Director
Posey Leadership Institute, Austin College

Louis Gasper, Ph.D.
Assistant Professor of Management and Director of Center for Business Ethics at the Graduate School of Management, University of Dallas

Thomas Wm. Mayo, J.D.
Associate Professor, Dedman School of Law
Director, Cary M. Maguire Center for Ethics and Public Responsibility
Southern Methodist University

Adjunct Associate Professor of Internal Medicine
University of Texas - Southwestern Medical School

Robert W. Raspberry, Ph.D.
Assistant Professor, Management & Organization

Cox School of Business, Southern Methodist University

Shannon Shipp, Ph.D.
Associate Professor of Marketing, Chair of Marketing Department
M.J. Neeley School of Business, Texas Christian University

Michael F. van Breda, Ph.D.
Associate Professor, Accounting Department
Cox School of Business, Southern Methodist University

Chair Emeritus: Richard O. Mason, Ph.D.
Retired Carr P. Collins Distinguished Professor of Information Technology &
Operations Management
Cox School of Business, Southern Methodist University

Former Director, Cary M. Maguire Center for Ethics and Public Responsibility
Southern Methodist University

 

 
           
           


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